| 16-00455 | 10/17/2016 | Claimant(s): Blanca Gomez de Hernandez
Claimant Lawyers(s): David Levine
Respondent(s): Wells Fargo Advisors, Jorge Hernandez, Maria Batchelor
Respondent Lawyers(s): Jorge Hernandez, Patricia E. Cowart, Robert W. Pearce
Arbitrator(s): Steven N. Ainbinder, Lawrence Zenville Rosenberg, Gary Frederick Birnberg
Hearing Site: Boca Raton, FL
|  | $0 |
| 15-02052 | 08/30/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Jason Mamalis
Respondent Lawyers(s): Jason Ryan Mamalis
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 14-01580 | 06/29/2016 | Claimant(s): Noor Barsar
Claimant Lawyers(s): Jared Levy
Respondent(s): Wells Fargo Advisors, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Marc T. Danon, Carl Shechter, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-01768 | 05/12/2016 | Claimant(s): Marion Brakefield, Marion Brakefield as the Executrix
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): W. William Harness, James Edward Seale, Rachel Kay Russell
Hearing Site: Birmingham, AL
| | Expungement |
| 14-03402 | 05/09/2016 | Claimant(s): Jean Alban
Claimant Lawyers(s): Jack W. Merritt
Respondent(s): Wells Fargo Advisors, Eric Loche
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
| | Expungement |
| 14-03202 | 01/21/2016 | Claimant(s): Glenda McCarty, Harlan McCarty
Claimant Lawyers(s): Randall C. Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | Expungement |
| 14-01349 | 12/17/2015 | Claimant(s): Patricia Bendit
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Frederick P. Hartman, Charles Hoffman, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-03787 | 05/08/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Brian Berger
Respondent Lawyers(s): Brian Michael Berger
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
| | |
| 14-00373 | 05/04/2015 | Claimant(s): Alfred Phillips
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Marie G. Peterson, Allen Robin, Steven Robert Wiehe
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-03514 | 04/07/2015 | Claimant(s): Susan Dresnick, Milton D. Lunden Trust
Claimant Lawyers(s): Susan G. Dresnick
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Steven Gerard Goerke, Fred Abramoff, Sanders Williams Gropper
Hearing Site: Miami, FL
| | Expungement |
