FINRA Awards for Demian J. Betz

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Displaying 31-40 out of 82 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00942	10/23/2018	Claimant(s): William Oliver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC
17-02636	07/23/2018	Claimant(s): Jason Scheurer Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services, First Union Brokerage Services., Infinex Investments. Respondent Lawyers(s): Demian J. Betz, Gregg Breitbart Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA
16-01954	06/01/2018	Claimant(s): Betty Barnes, Margaret Barbaro, Nancy Cunning, Susan Walls, The Harold R. Cunning, Jr. Trust Claimant Lawyers(s): Vince Walls Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jack A. Helms, Martin Salzman, James E Moon Hearing Site: Tampa, FL		Expungement
16-03011	02/01/2018	Claimant(s): Karen Caldwell Claimant Lawyers(s): Karen G. Caldwell Respondent(s): Wells Fargo Advisors, Mary Stockinger Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Mary E. Woytek, Frank Samuel Perri, Brock B. Gordon Hearing Site: Charlotte, NC		Expungement
16-01151	12/27/2017	Claimant(s): Paul Sussman Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL		Expungement
17-00529	10/27/2017	Claimant(s): Julia Smith, Julia R. Smith IRA, Julia R. Smith, Julian R. Smith Trust Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Wells Fargo Clearing Services, David Bry Respondent Lawyers(s): Demian J. Betz Arbitrator(s): A. Robert Stevenson Hearing Site: Detroit, MI		Expungement
16-03676	10/13/2017	Claimant(s): James White Claimant Lawyers(s): Daniel W. Rucker Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Tracy L. Allen, Jack L. Somers, Michael James Malone Hearing Site: Detroit, MI
16-01703	05/23/2017	Claimant(s): Camille Burns, Kevin Burns Claimant Lawyers(s): Ken Abele Respondent(s): Wells Fargo Advisors, Ameriprise Financial Services., Steven Levin Respondent Lawyers(s): Demian J. Betz, Edward Walton Arbitrator(s): John Richard Lynch Hearing Site: Miami, FL		Expungement
16-01275	04/07/2017	Claimant(s): Daniel Rubenstein Claimant Lawyers(s): Edward H. Glenn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Pamela H. Roderick, Ira A. Auerbach, Nicholas M. Herubin Hearing Site: New York, NY		Expungement
15-01200	12/09/2016	Claimant(s): William D Fitzharris Claimant Lawyers(s): William D Fitzharris Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Susan L. Luck, James F. Major, Brock Bingham Gordon Hearing Site: Charlotte, NC		Expungement