Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00402 | 10/02/2017 | Claimant(s): Andrew Rieger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Chan Nam, David I. Hantman Arbitrator(s): Olivia Milbank Farrar Hearing Site: Washington, DC | ||
| 15-01431 | 02/07/2017 | Claimant(s): Roger Turner, Roger T. Turner IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): Jonathan Anderson, Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Lita S Menkin, David Walton Earle, J. Wesley Romine Hearing Site: Birmingham, AL |  | Expungement |
| 15-01809 | 04/04/2016 | Claimant(s): Joan Kellerts Claimant Lawyers(s): Joan Kellerts Respondent(s): Kenneth Hirsch, Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | | $26,583 |
| 14-00393 | 02/26/2016 | Claimant(s): Donna Brody Claimant Lawyers(s): Donna L. Brody Respondent(s): Legg Mason Wood Walker, Morgan Stanley, Patricia Walsh Respondent Lawyers(s): Chan Nam Arbitrator(s): Janet L. Brown, Abigail J. Pessen, Marissa A. Santangelo Hearing Site: Hartford, CT | | Dismissed by Rule 12206 |
| 13-03701 | 10/26/2015 | Claimant(s): Denise Marchese, Denise Marchese TTEE Richard Bachand, Denise Marchese TTEE Jeanne Gallo Claimant Lawyers(s): Devanshu L. Modi Respondent(s): Robert Petruski, Morgan Stanley Smith Barney Respondent Lawyers(s): Chan Nam Arbitrator(s): Lincoln W. Craighead Hearing Site: New York, NY | | $0 |
| 12-00208 | 04/13/2015 | Claimant(s): Stuart Kalinsky Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan Nam Arbitrator(s): Linda Ashley Hearing Site: New York, NY | | $0 |
| 14-01010 | 03/19/2015 | Claimant(s): Estate of Gerard Gannon Claimant Lawyers(s): Jack Cawley Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Leslie Ruth Nydick Hearing Site: Newark, NJ | | $0 |
| 13-03620 | 07/31/2014 | Claimant(s): Richard Hylland Claimant Lawyers(s): Richard R. Hylland Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Chan Nam Arbitrator(s): Guenter S. Cohn Hearing Site: San Diego, CA | | $0 |
| 13-01434 | 04/14/2014 | Claimant(s): Ronald Miller Claimant Lawyers(s): Kenneth M. Baldonieri Respondent(s): Jon Hawk, Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Charles D. Underwood Hearing Site: Pittsburgh, PA | | $0 |
| 12-03253 | 07/17/2013 | Claimant(s): Jaimie Flack, William Flack Claimant Lawyers(s): Jaimie G. Flack Respondent(s): Morgan Stanley, Robert Ennis, Sheryl Zuckerman Respondent Lawyers(s): Chan Nam Arbitrator(s): Robert A. Sauerberg Hearing Site: Ft. Lauderdale, FL | | $0 |