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FINRA Awards for Douglas Earl McLaren

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Displaying 41-48 out of 48 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0202802/25/2013Claimant(s): Joan McGill, Peter McGill
Claimant Lawyers(s): Peter R. McGill
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
Checkmark Icon$0
10-0407510/04/2012Claimant(s): Cheryl Wittmann, Robert Wittmann
Claimant Lawyers(s): D. Waxton White
Respondent(s): Marilee Hill, Steven L. Falk & Associates Inc.
Respondent Lawyers(s): H. Thomas Fehn, Steven L. Falk
Arbitrator(s): Douglas Earl McLaren, Jane F. Moore, Vicky L. Orem
Hearing Site: Baltimore, MD
Checkmark Icon$61,600
10-0197205/31/2011Claimant(s): Deborah Traficante
Claimant Lawyers(s): Walter Birkel
Respondent(s): James Lacey, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Douglas Earl McLaren, Gerald B. Marcovsky, Darryl Michael Lee
Hearing Site: Washington, DC
Checkmark IconExpungement
10-0445504/20/2011Claimant(s): Alan Zelenski
Claimant Lawyers(s): Alan S Zelenski
Respondent(s): Wells Fargo Advisors, Jeffrey Thiele, Richard Bucaro
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
Checkmark Icon$0
09-0556802/22/2011Claimant(s): Nicole Secrest, William F. Runge IRA, Trust Created fbo Nicole A. Secrest, William F. Runge Revocable Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): William H. Malloy, Merle D. Rockwell, Douglas Earl McLaren
Hearing Site: Washington, DC
Checkmark Icon$124,156
09-0217511/02/2010Claimant(s): Paula Eisenstein
Claimant Lawyers(s): John P. Connolly
Respondent(s): Eric Meyers, H. Beck.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Anne Q. Uno, Stanley A. Cook, Douglas Earl McLaren
Hearing Site: Washington, DC
Checkmark Icon$269,283
09-0512705/03/2010Claimant(s): Judith Polk-Sebring
Claimant Lawyers(s): Randall C. Place
Respondent(s): Steven Lockshin, City National Securities.
Respondent Lawyers(s): Matthew A. Eisenstein
Arbitrator(s): Steven R. Bralove, Douglas Earl McLaren, Joseph O'Donnell
Hearing Site: Washington, DC
Checkmark IconExpungement
09-0095811/11/2009Claimant(s): Sandra Slayton
Claimant Lawyers(s): Erienne J. Roberts
Respondent(s): Wachovia Securities, Evelyn Scarborough, Tom Greasor
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
Checkmark Icon$9,443

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