Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02993 | 05/22/2018 | Claimant(s): Richard Homuth Claimant Lawyers(s): Eric Litow Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO | ||
| 17-02036 | 03/27/2018 | Claimant(s): Patrick Tierney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 17-02763 | 03/27/2018 | Claimant(s): John Macielag Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 17-01395 | 01/11/2018 | Claimant(s): John Santi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): John B. Roe Hearing Site: Memphis, TN | ||
| 17-01240 | 01/05/2018 | Claimant(s): Patrick Henry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 17-00397 | 11/27/2017 | Claimant(s): Kent Habecker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 17-01494 | 11/27/2017 | Claimant(s): James Chiate Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 17-01420 | 11/15/2017 | Claimant(s): Anthony Guinane Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 17-01141 | 10/30/2017 | Claimant(s): Lawrence Catena Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ | ||
| 17-00626 | 10/25/2017 | Claimant(s): Kevin Wilson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): David F. Barrett Hearing Site: Little Rock, AR |