Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02009 | 06/23/2021 | Claimant(s): Anita Daguilar Claimant Lawyers(s): Tosh D Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 17-01614 | 05/25/2021 | Claimant(s): Moon Choi Claimant Lawyers(s): Robert Choi Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin, Rosa Linda Guadarrama, Brenda Lee James Hearing Site: Los Angeles, CA |  | Expungement |
| 19-03303 | 05/10/2021 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-02990 | 03/05/2021 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Mike West Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-02428 | 12/16/2020 | Claimant(s): Kestra Financial., Kestra Investment Services Claimant Lawyers(s): Richard A D'Amura Respondent(s): Clyde Ford Respondent Lawyers(s): Clyde Warren Ford Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-00820 | 11/06/2020 | Claimant(s): Edward Fernandez Claimant Lawyers(s): Benjamin Winograd Respondent(s): Pacific Cornerstone Capital Incorporated Respondent Lawyers(s): Registered Agent Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-01171 | 11/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-00797 | 09/17/2020 | Claimant(s): Sam Bhushan Claimant Lawyers(s): Frances Menzer Respondent(s): Cabin Securities. Respondent Lawyers(s): WM. Brian Candler Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-00127 | 08/27/2020 | Claimant(s): Melissa Kumalaputra Claimant Lawyers(s): Frances Menzer Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-00121 | 08/26/2020 | Claimant(s): Casey Sletten Claimant Lawyers(s): Frances Menzer Respondent(s): Principal Funds Distributor. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA |