| 11-02113 | 08/30/2012 | Claimant(s): Kathleen Johnston, Richard Johnston
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Alicia McGovern, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
|  | Expungement |
| 11-03086 | 05/04/2012 | Claimant(s): Bernard Parker, Edward Jones
Claimant Lawyers(s): Dennis J. Capriglione
Respondent(s): Mary Falloon
Respondent Lawyers(s): Mary Jane Falloon
Arbitrator(s): David Finnegan, Larry Kars, Mary K. Ortegon
Hearing Site: New York, NY
| | Expungement |
| 10-04433 | 04/27/2012 | Claimant(s): Paul Daffer
Claimant Lawyers(s): Paul Daffer
Respondent(s): Shawn Mangum, William Mouat, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Justine Fischer, R. Lee Smith, Bernard F. Vail
Hearing Site: Portland, OR
| | $0 |
| 11-01822 | 03/01/2012 | Claimant(s): Angela Fogle
Claimant Lawyers(s): Angela Fogle
Respondent(s): Elizabeth Hammack, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $0 |
| 11-00210 | 02/08/2012 | Claimant(s): Marie Travisano
Claimant Lawyers(s): Charles D. Heidgerd
Respondent(s): Gregory Grimshaw, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Patricia Ann Tracey
Hearing Site: Raleigh, NC
| | $38,301 |
| 10-05705 | 01/13/2012 | Claimant(s): Paul Covill
Claimant Lawyers(s): Paul W. Covill
Respondent(s): James Smith
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Kathy A. Tatone
Hearing Site: Minneapolis, MN
| | Expungement |
| 10-04477 | 01/11/2012 | Claimant(s): Reuben Lengacher, Rose Lengacher
Claimant Lawyers(s): G. Martin Cole
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Stuart D. Summers, John W. Guy, F. Wesley Bowers
Hearing Site: Indianapolis, IN
| | Expungement |
| 10-04531 | 12/05/2011 | Claimant(s): Barry Jones
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Wayne Parker, Patricia Ann Tracey, Michael F. Pearl
Hearing Site: Raleigh, NC
| | Expungement |
| 10-04362 | 11/04/2011 | Claimant(s): Emil Royers, Mary Royers
Claimant Lawyers(s): Rick Royers
Respondent(s): Anthony Pitstick, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Bert S Cliff, Harlita R. Tomlinson, Stephen John Schaller
Hearing Site: Cincinnati, OH
| | Expungement |
| 10-02204 | 09/22/2011 | Claimant(s): Charles Miller, Debra Miller, Miller Family Trust
Claimant Lawyers(s): Patrick C. Quinlivan
Respondent(s): Aldo Ciuffetelli, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): John A. Bender, Frederic E. Dorkin, James K. Barbee
Hearing Site: Seattle, WA
| | $0 |
