| 10-00997 | 10/05/2010 | Claimant(s): Ellen Montney
Claimant Lawyers(s): Charles Wolfe
Respondent(s): Frank Sica
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
|  | $0 |
| 09-05778 | 08/20/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): David Waro
Respondent Lawyers(s): David J. Hase
Arbitrator(s): John E. Sundeen, P. J. Boylan, Leon Fox
Hearing Site: Milwaukee, WI
| | |
| 10-00141 | 07/13/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): George Hovany
Respondent Lawyers(s): George Edward Hovany
Arbitrator(s): William M. Koziol
Hearing Site: Chicago, IL
| | |
| 10-00152 | 06/01/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): David Strand
Respondent Lawyers(s): David Strand
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 09-05686 | 05/24/2010 | Claimant(s): Joseph R and Bernadette M Rogers
Claimant Lawyers(s): Joseph R Rogers
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Catherine Stewart
Hearing Site: Philadelphia, PA
| | $7,856 |
| 09-05188 | 04/08/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jeffery Westerman
Respondent Lawyers(s): Jeffery Luke Westerman
Arbitrator(s): Robert P. Fogarty, Alex H. Keller, Dale A. Crawford
Hearing Site: Columbus, OH
| | |
| 08-02776 | 03/19/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Andrew Kistler, Brian Ainge, Charles Chambers
Respondent Lawyers(s): Edward Walton, Jody A. Rosen
Arbitrator(s): Caryl S. Bernstein, Baunita M. Greer, Karen L. Crump-Wilson
Hearing Site: Washington, DC
| | |
| 09-05832 | 03/09/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Shawn Menz
Respondent Lawyers(s): Shawn Menz
Arbitrator(s): Edward M. Olson
Hearing Site: Columbus, OH
| | |
| 08-03574 | 08/31/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Thomas Heinz Teltscher
Respondent Lawyers(s): Thomas K. Heinz Teltscher
Arbitrator(s): Robert D. Sussin, Gerald C. Tambe, William J. Adams
Hearing Site: Los Angeles, CA
| | |
| 08-02129 | 07/20/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Kevin Leet
Respondent Lawyers(s): Brigid O. Gies
Arbitrator(s): John C. Schenkenfelder, Amelia F. Adams, Alex H. Keller
Hearing Site: Louisville, KY
| | |
