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FINRA Awards for J.P. Morgan Securities

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Displaying 71-80 out of 287 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0043012/14/2021Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Katherine L. Handy
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA
21-0092712/10/2021Claimant(s): Eric Abbott
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Tampa, FL
20-0166912/09/2021Claimant(s): Lacey Keath
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Jack Chapline Vaughan, Allan R. Lazor, James Douglas Gaughan
Hearing Site: Houston, TX
Checkmark Icon$4,000,000
21-0119111/23/2021Claimant(s): Garrett Bland
Claimant Lawyers(s): Zachary S. Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
20-0179711/19/2021Claimant(s): Raymond San Agustin
Claimant Lawyers(s): Christopher L. Schaeffer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
21-0086911/17/2021Claimant(s): Zachary Stuart
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
21-0046111/11/2021Claimant(s): Lloyd Glazer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
20-0391610/21/2021Claimant(s): Paul Lindemann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jefrey S. Dunlap
Arbitrator(s): Howard Alan Grinsberg
Hearing Site: New York, NY
20-0233810/20/2021Claimant(s): Suzanne Spaner
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert H. Putnam, Gary J. Leshaw, Arthur Cullen Hammond
Hearing Site: Atlanta, GA
Checkmark IconExpungement
21-0116710/15/2021Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Michael Bessette
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Samantha Parrish
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA

287 Results

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