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FINRA Awards for J.P. Morgan Securities

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Displaying 171-180 out of 280 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0188502/07/2018Claimant(s): Rebekah Wright
Claimant Lawyers(s): Rebekah Ann Wright
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA
16-0267801/03/2018Claimant(s): Richard Long
Claimant Lawyers(s): I. Donald Weissman
Respondent(s): J.P. Morgan Securities, Ruben Cavada
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Elliott David Finkel, Michael John Florio, John R Sustersic
Hearing Site: Los Angeles, CA
Checkmark Icon$0
17-0152112/15/2017Claimant(s): Grigoriy Muladzhanov
Claimant Lawyers(s): Grigoriy Muladzhanov
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
16-0107710/25/2017Claimant(s): Kristina Kozikott
Claimant Lawyers(s): David C. Wims
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Brooks White
Hearing Site: New York, NY
17-0006710/06/2017Claimant(s): William Smith
Claimant Lawyers(s): William Kenneth Smith
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Booker Coleman
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
16-0179609/11/2017Claimant(s): Jason Woodruff
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Conni Mcewen, Erin Shaw, J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert David Epstein, John Andrew Wagner, William Joseph Caprathe
Hearing Site: Indianapolis, IN
16-0107608/08/2017Claimant(s): Thomas Fuchs and Kathleen Fuchs
Claimant Lawyers(s): David Jaroslawicz
Respondent(s): J.P. Morgan Securities, Philip Dub
Respondent Lawyers(s): Eugene Small
Arbitrator(s): Marguerite B. Filson, Thomas J. Stock, Carol Maria Luttati
Hearing Site: New York, NY
Checkmark Icon$100,000
15-0052408/04/2017Claimant(s): Bradley Sayre
Claimant Lawyers(s): Kevin Mirch
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James Paul Estes, Brian Boru Torsney, Daniel A. Seiver
Hearing Site: San Diego, CA
16-0115808/02/2017Claimant(s): Deborah Greenlee-Keck
Claimant Lawyers(s): Matthew W. Schramm
Respondent(s): Wells Fargo Advisors, J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap, William W. Allen
Arbitrator(s): Robert J. Scafuri, Judith Ann Estabrook Shepard, F. Bradford Johnson
Hearing Site: Indianapolis, IN
16-0119407/13/2017Claimant(s): Rick Konecny
Claimant Lawyers(s): Rick Douglas Konecny
Respondent(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Steven H. Vogel, Susanne J. Hollander, G. Marshall Abbey
Hearing Site: Chicago, IL

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