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FINRA Awards for David C. Wims

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0107710/25/2017Claimant(s): Kristina Kozikott
Claimant Lawyers(s): David C. Wims
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Brooks White
Hearing Site: New York, NY

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