| 20-00285 | 10/05/2020 | Claimant(s): Charles Collins
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): John Marky, Network 1 Financial Securities Inc.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Frank E. Wolf
Hearing Site: Charlotte, NC
|  | $300 |
| 20-00422 | 06/08/2020 | Claimant(s): David C. And Karen Ann H. Rentschler
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Brent Porges, Stefano Marino, Craig Scott Capital
Respondent Lawyers(s): Anthony Marino, Brent Morgan Porges, Craig Taddonio
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
| | Dismissed |
| 19-02241 | 05/29/2020 | Claimant(s): Jerry Wells
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Jamie Worden, Louis Ambrosio, Worden Capital Management LLC
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
| | $0 |
| 18-03337 | 05/21/2020 | Claimant(s): Joseph Best
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Timothy Wright, Columbus Advisory Group, Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Alan Wright
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | $0 |
| 18-03369 | 03/16/2020 | Claimant(s): Thomas Mayberry
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): John B. Orenstein, Steven M. Bialick, Lindsay Keller
Hearing Site: Minneapolis, MN
| | $0 |
| 18-03846 | 03/05/2020 | Claimant(s): James Bradford
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Anthony Mediate, NewBridge Securities Corp.
Respondent Lawyers(s): Anthony Mediate, Gregg J. Breitbart
Arbitrator(s): Gregory D. Hoffmann, Maurice M. Feller, Harvey R. Linder
Hearing Site: Jackson, MS
| | Dismissed by Rule 12206/12504 |
