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FINRA Awards for Gregg J. Breitbart

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Displaying 41-48 out of 48 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0345705/23/2019Claimant(s): Gerard Sharpe
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp., J.W. Barclay & Co..
Respondent Lawyers(s): Gregg J. Breitbart, John Bruno
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
17-0196609/19/2018Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Carl Smith, Joseph Baldassarra, Steven Baldassarra
Respondent Lawyers(s): David Feingold
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
16-0238712/07/2016Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Patrick Bray
Respondent Lawyers(s): Patrick Ryan Bray
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
15-0016808/24/2015Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
13-0371303/06/2015Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12206
13-0278411/18/2014Claimant(s): Richard Polakoff, Dr. Richard Polakoff Defined Benefit Pen
Claimant Lawyers(s): Kristen Lake Cardoso
Respondent(s): Benjamin London, Dwight Campbell
Respondent Lawyers(s): Erin K. Linehan, Gregg J. Breitbart
Arbitrator(s): Frances D. Sheehy, Gloria O. North, Michael Barry Bloom
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0032311/04/2014Claimant(s): Bruce Kilby, Gail Kilby
Claimant Lawyers(s): Albert R. Murray
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Abraham Harry Bunis, Marilyn Chin, Joseph Antim Galati
Hearing Site: Newark, NJ
Checkmark Icon$219,940
10-0217612/20/2012Claimant(s): Robert Barash
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Willard Pugh, Dawson James Asset Management., Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Paul Joseph McIntyre, Peter A. Portley, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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