18-03457 | 05/23/2019 | Claimant(s): Gerard Sharpe Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): NewBridge Securities Corp., J.W. Barclay & Co.. Respondent Lawyers(s): Gregg J. Breitbart, John Bruno Arbitrator(s): Julian F. Santos Hearing Site: Newark, NJ
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17-01966 | 09/19/2018 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Carl Smith, Joseph Baldassarra, Steven Baldassarra Respondent Lawyers(s): David Feingold Arbitrator(s): John B. Sochacki Hearing Site: Boca Raton, FL
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16-02387 | 12/07/2016 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Patrick Bray Respondent Lawyers(s): Patrick Ryan Bray Arbitrator(s): Steven R. Reininger Hearing Site: Boca Raton, FL
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15-00168 | 08/24/2015 | Claimant(s): Roberto Rivera Vazquez Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Popular Securities Respondent Lawyers(s): Nathan Lamb Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres Hearing Site: San Juan, PR
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13-03713 | 03/06/2015 | Claimant(s): Dawn Marie Fox Amended & Restated Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Investacorp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
13-02784 | 11/18/2014 | Claimant(s): Richard Polakoff, Dr. Richard Polakoff Defined Benefit Pen Claimant Lawyers(s): Kristen Lake Cardoso Respondent(s): Benjamin London, Dwight Campbell Respondent Lawyers(s): Erin K. Linehan, Gregg J. Breitbart Arbitrator(s): Frances D. Sheehy, Gloria O. North, Michael Barry Bloom Hearing Site: Boca Raton, FL
| | Expungement |
13-00323 | 11/04/2014 | Claimant(s): Bruce Kilby, Gail Kilby Claimant Lawyers(s): Albert R. Murray Respondent(s): Anthony Diaz Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Abraham Harry Bunis, Marilyn Chin, Joseph Antim Galati Hearing Site: Newark, NJ
| | $219,940 |
10-02176 | 12/20/2012 | Claimant(s): Robert Barash Claimant Lawyers(s): Steven D. Toskes Respondent(s): Willard Pugh, Dawson James Asset Management., Dawson James Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Paul Joseph McIntyre, Peter A. Portley, Alvin Abraham Simon Hearing Site: Boca Raton, FL
| | Expungement |