| 12-00117 | 03/21/2013 | Claimant(s): Christin Pond Farr, Executrix under Will
Claimant Lawyers(s): Christin P. Farr
Respondent(s): Jan Mueller
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
|  | $163 |
| 09-04771 | 03/13/2013 | Claimant(s): Athena Venture Partners, L.P.
Claimant Lawyers(s): David R. Moffitt
Respondent(s): Goldman, Sachs and Company, Eric Gettleman, Scott Sheffer
Respondent Lawyers(s): Edward M. Posner
Arbitrator(s): Edward T. Borer, Kathleen K. Murphy, Demetrio S. Timban
Hearing Site: Philadelphia, PA
| | $0 |
| 09-01619 | 03/05/2013 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Robert Hoffman
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Glenn Lloyd Nobel, Fred M. Fleisher, Peter L. Marco
Hearing Site: Philadelphia, PA
| | |
| 11-02066 | 03/05/2013 | Claimant(s): Brian Lureen
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): Robert F. Sanville
Hearing Site: Philadelphia, PA
| | |
| 12-01726 | 03/05/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Charles Oakes
Respondent Lawyers(s): Kent H. Patterson
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
| | |
| 12-02740 | 03/04/2013 | Claimant(s): Joe McGlone
Claimant Lawyers(s): Joe McGlone
Respondent(s): Keith Brown, UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | $213 |
| 11-04209 | 02/22/2013 | Claimant(s): Edward Schell
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NewBridge Securities Corp., Robert Macnamee
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Doris J. Dabrowski
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-00219 | 02/20/2013 | Claimant(s): Michael Gallagher and Mary Gallagher
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tom Briody
Arbitrator(s): Carol H. Gold, Edward F. Koren, Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-00701 | 02/15/2013 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clark
Respondent(s): Fred Bergdoll
Respondent Lawyers(s): Joseph C. Korsak
Arbitrator(s): Margaret Mary Crumley, Anthony V. La Manna, Robert Alan Mayer
Hearing Site: Philadelphia, PA
| | |
| 10-05603 | 02/14/2013 | Claimant(s): Marvin Weinar
Claimant Lawyers(s): Liam O'Brien
Respondent(s): William Lex
Respondent Lawyers(s): Gilbert B. Abramson
Arbitrator(s): Alan M. Schankel, Paul J. Greco, Gail Ellen Yarnell
Hearing Site: Philadelphia, PA
| | $270,000 |
