| 23-02157 | 01/18/2024 | Claimant(s): Eric Johnson
Claimant Lawyers(s): Eric Johnson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kevin S. Blume
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
|  | $0 |
| 22-00681 | 01/05/2024 | Claimant(s): Joseph Cucinotta
Claimant Lawyers(s): Michael Bessette
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Greg M. Curley
Arbitrator(s): Carol H. Gold, Donald S. Bauman, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | |
| 23-01376 | 12/14/2023 | Claimant(s): Zakira Chambers
Claimant Lawyers(s): Zakira Chambers
Respondent(s): Navy Federal Investment Services
Respondent Lawyers(s): Marissa S. Bacino
Arbitrator(s): Andrew S. Walsh
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12504 |
| 23-01448 | 12/13/2023 | Claimant(s): Daniel Boyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Boenning & Scattergood.
Respondent Lawyers(s): Ingrid R. Welch
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 23-01148 | 12/08/2023 | Claimant(s): Claude Pizio, Patrick Deveraux, Robert Bozzi, Todd Rathe
Claimant Lawyers(s): Brandon Dei
Respondent(s): Alexander Simpson, Derrick Walsh, Gary Wiedman, Kathy Faucher, Shawn Kinsella, Axos Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Fred W. Miller
Hearing Site: Philadelphia, PA
| | $0 |
| 23-00768 | 12/08/2023 | Claimant(s): Michael Moses
Claimant Lawyers(s): Courtney M. Werning
Respondent(s): Edward Jones
Respondent Lawyers(s): Joe N. Nguyen
Arbitrator(s): Carol H. Gold, Colin Bell, Stacey Frenche
Hearing Site: Philadelphia, PA
| | Expungement |
| 23-01302 | 12/08/2023 | Claimant(s): Douglas Woolley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 22-01818 | 12/01/2023 | Claimant(s): Gerald Bruns, Sandra Bruns
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Gregory Hunter Mathews, Jason L Pearlman, Sharon Beth Eckstein
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
| 23-00701 | 11/20/2023 | Claimant(s): Marc Basist
Claimant Lawyers(s): Adam Gana
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206(b) |
| 23-01216 | 11/20/2023 | Claimant(s): James Cipriotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
