| 14-03624 | 06/09/2016 | Claimant(s): Deborah Zwizanski, Jon Soler
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Ronald P. Wertheim, Paul J. Leis, Edward Vincent Zenzola
Hearing Site: Philadelphia, PA
|  | $0 |
| 13-02396 | 06/08/2016 | Claimant(s): Bruce Lanzetta
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Gregory Flemming, Lawrence Banks
Respondent Lawyers(s): Gregory Flemming, Lawrence Allen Banks
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | $10,525 |
| 15-02955 | 06/06/2016 | Claimant(s): Thomas Helm
Claimant Lawyers(s): Megan Christensen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joseph J. Dougherty, Timothy Towles Stevens, John Joseph D'Alessandro
Hearing Site: Philadelphia, PA
| | |
| 14-02849 | 05/31/2016 | Claimant(s): The John A. Caw Estate
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $66,225 |
| 14-02356 | 05/31/2016 | Claimant(s): Janice Levy
Claimant Lawyers(s): Deborah R. Gross
Respondent(s): Wells Fargo Advisors, Kevin Larkin
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Gordon M. Wase, Fred M. Fleisher, Catherine Stewart
Hearing Site: Philadelphia, PA
| | $0 |
| 14-02744 | 04/29/2016 | Claimant(s): Linda Shelton
Claimant Lawyers(s): Adam M. Green
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | Expungement |
| 14-02956 | 04/29/2016 | Claimant(s): Oxford Valley Cardiology Associates, P.C
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): John Tillger
Respondent Lawyers(s): John Joseph Tillger
Arbitrator(s): Jim Geiger, Gregory Hunter Mathews, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $168,744 |
| 15-00140 | 04/12/2016 | Claimant(s): Robert Bowman
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Jim Geiger, John P. Azzopardi, Donald S. Bauman
Hearing Site: Philadelphia, PA
| | |
| 15-01393 | 04/08/2016 | Claimant(s): Amr Aboulmagd
Claimant Lawyers(s): Amr Mostafa Aboulmagd
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | |
| 15-03077 | 04/05/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Kenneth M. Murray
Respondent(s): Lance Slater
Respondent Lawyers(s): Lance E Slater
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | |
