Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02619 | 12/28/2021 | Claimant(s): James Candella Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN | ||
| 20-02482 | 12/23/2021 | Claimant(s): Christopher Cowans Claimant Lawyers(s): Seth I. Rubinson Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): David Wertz Ellis Hearing Site: Boston, MA | ||
| 20-00941 | 12/09/2021 | Claimant(s): Colman Kraff as Trustee, Julie Kraff as Trustee Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Stuart D. Summers, Susan M. Coleman, Odalo Joseph Ohiku Hearing Site: Chicago, IL |  | $40,300 |
| 21-02088 | 11/24/2021 | Claimant(s): Holly Hendrix Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | ||
| 20-02278 | 10/19/2021 | Claimant(s): Christopher Scroggins Claimant Lawyers(s): Avi Rosenfeld Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | ||
| 20-03005 | 10/13/2021 | Claimant(s): Andrew Burish Claimant Lawyers(s): William McC. Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 21-02038 | 10/13/2021 | Claimant(s): Michael Chudd Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV | ||
| 20-02840 | 10/06/2021 | Claimant(s): John Randolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 21-01993 | 10/06/2021 | Claimant(s): Kathleen Entwistle Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 21-02087 | 10/01/2021 | Claimant(s): Ronald Giancristofaro Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY |