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FINRA Awards for Edward Jones

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Displaying 41-50 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0113502/23/2023Claimant(s): Susan Bergin
Claimant Lawyers(s): Susan Bergin
Respondent(s): Daniel Sypien, Edward Jones, Sherry Wilson
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
Checkmark Icon$0
22-0174502/02/2023Claimant(s): John Smith
Claimant Lawyers(s): John Lee Smith
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Paul Lansing, Gregory Hunter Mathews, James Douglas Wilbanks
Hearing Site: Louisville, KY
21-0247412/29/2022Claimant(s): Zhe Feng Zhang
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Edward Jones
Respondent Lawyers(s): Teresa J. Thong
Arbitrator(s): Kirtley M. Thiesmeyer, Jonathan D Gereige, Steve S. Baghoomian
Hearing Site: Los Angeles, CA
22-0026612/23/2022Claimant(s): Tayvon Jackson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Kelli J. Jareaux
Hearing Site: Washington, DC
20-0153611/01/2022Claimant(s): Joseph Hardoon
Claimant Lawyers(s): Eliott Berman
Respondent(s): Edward Jones, Janice Hardoon, Thomas D'Arcangelo
Respondent Lawyers(s): David B. Felsenthal, Joseph N. Nguyen
Arbitrator(s): Martin L. Feinberg, Karen Isabel Bedrosian - Richardson, Paul C. Tang
Hearing Site: New York, NY
Checkmark IconExpungement
22-0132110/21/2022Claimant(s): Rodney Becker
Claimant Lawyers(s): Harris Freedman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Gregory G. Gocek
Hearing Site: Denver, CO
21-0247510/19/2022Claimant(s): Devon Grandbois
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Edward Jones
Respondent Lawyers(s): Michael J. Steinlage
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
22-0054109/15/2022Claimant(s): Christian Maeder
Claimant Lawyers(s): Sarah Ali Burroughs
Respondent(s): Edward Jones
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
22-0000408/26/2022Claimant(s): Paula Deitering
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE
21-0165008/11/2022Claimant(s): Tom Snow
Claimant Lawyers(s): Sean J. McCaffity
Respondent(s): Gregory Pharris, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
Checkmark IconExpungement

319 Results

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