Potomac Analytics' Logo

FINRA Awards for Janney Montgomery Scott LLC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 61-70 out of 105 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0078401/25/2013Claimant(s): Michael Kloc
Claimant Lawyers(s): Leslie Wybiral
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Jerry Schuchman, Timothy Towles Stevens, Carla Fisher
Hearing Site: Philadelphia, PA
12-0156111/30/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Vincent Ricciardi
Respondent Lawyers(s): Vincent Ricciardi
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
11-0381811/20/2012Claimant(s): George Beard
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Carrie Bowman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Mark K. Gubinsky, John T. Meredith, G. Daniel Carney
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
11-0207811/09/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jerry M. Santangelo
Respondent(s): Robert McCulloch, Hunter Associates.
Respondent Lawyers(s): Lori Vinciguerra
Arbitrator(s): Edward L. Roth, Eugene M. Schloss, Lane Alan Montz
Hearing Site: Cleveland, OH
11-0059510/05/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): Hilary O'Malley, Kevin O'Malley
Respondent Lawyers(s): Hilary Elizabeth O'Malley, Kevin James O'Malley
Arbitrator(s): Dallas Whitney Coffman, Tom L. Peterson, William I. Carmen
Hearing Site: Boston, MA
11-0316609/25/2012Claimant(s): Bernard Kaszovitz, Floradahl Sacks Trust
Claimant Lawyers(s): David H. Charlip, Stephen David Murakami
Respondent(s): Sean Clancy, Janney Montgomery Scott LLC
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Seth L. Finkel, John H. Claudy, Thomas Roy Spencer
Hearing Site: Miami, FL
Checkmark IconExpungement
11-0332509/14/2012Claimant(s): Heidi Fritsch-Gil
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Carrie L. Chelko
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
Checkmark IconExpungement
11-0056608/14/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Sandra Lee Dolan, Marshall S. Galinsky, Margaret Ann Dubil
Hearing Site: Baltimore, MD
11-0232007/12/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Paul Saxenmeyer
Respondent Lawyers(s): Paul Saxenmeyer
Arbitrator(s): George J. Blutstein
Hearing Site: Ft. Lauderdale, FL
10-0395206/18/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Robert Kampfer
Respondent Lawyers(s): Robert Neal Kampfer
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY

105 Results

Display: