| 20-02489 | 09/14/2021 | Claimant(s): Debra Bushman
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | |
| 19-01985 | 09/01/2021 | Claimant(s): Howard Saretsky and Lynn Saretsky
Claimant Lawyers(s): Debora R. Moore
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Will Murphy, Joseph Benalt, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-02671 | 08/25/2021 | Claimant(s): Patrick Foley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 19-03256 | 08/09/2021 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Ginamarie Schembre
Respondent Lawyers(s): Gina Schembre
Arbitrator(s): Amanda M. Cole
Hearing Site: Jacksonville, FL
| | |
| 20-02200 | 06/04/2021 | Claimant(s): Christopher DiGregorio
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
| | |
| 20-02017 | 09/22/2020 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Jack Griffith
Respondent Lawyers(s): Jack W. Griffith
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
| | |
| 19-01432 | 03/23/2020 | Claimant(s): Ann DeQuattro
Claimant Lawyers(s): Stacey P. Nakasian
Respondent(s): Gregory Dudzik, Steven Pitassi, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): James R. Collins, Karen Kupersmith, Nicholas Trott Long
Hearing Site: Providence, RI
| | $125,000 |
| 18-02572 | 03/12/2020 | Claimant(s): David Saxe, Phyllis Saxe, Elana Jill Saxe-Incapaciated Person, Elana Jill Saxe SNI Trust
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Tracey Schusterman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Fred S. Pieroni, Sandra Gale Behrle, Daniel Robbins
Hearing Site: New York, NY
| | $152,674 |
| 18-03766 | 11/08/2019 | Claimant(s): John Kline
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc., Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill Clarke, Jonathan C. Schwartz
Arbitrator(s): Margaret Elizabeth Gee
Hearing Site: Raleigh, NC
| | |
| 17-02942 | 11/06/2019 | Claimant(s): Jerome Weiner, Sandra Weiner
Claimant Lawyers(s): Jerome Weiner
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jim Geiger, Alan J. Blocher, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | $0 |
