| 17-00698 | 07/01/2019 | Claimant(s): Charlene Gates, Succession of Richard Gates
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Irvin Schorsch, Pennsylvania Capital Management
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Mark A. Myers, Barbara L. Edin, Daniel J. Pagnano
Hearing Site: New Orleans, LA
|  | $0 |
| 18-01389 | 05/09/2019 | Claimant(s): Mary Lott
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Allan R. Lazor
Hearing Site: New Orleans, LA
| | $0 |
| 18-03525 | 03/07/2019 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC
Claimant Lawyers(s): Gerald D. Davis
Respondent(s): Ross Jordan
Respondent Lawyers(s): Ross Douglass Jordan
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
| | |
| 18-02991 | 02/27/2019 | Claimant(s): Patrick Steve Juneau, Viola Marcotte Juneau
Claimant Lawyers(s): John G McCabe
Respondent(s): Mollie Taylor, Capital One Advisors, Capital One Investing
Respondent Lawyers(s): Jon S. Hubbard, Mollie Becker Taylor
Arbitrator(s): Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
| | $1,644 |
| 18-03242 | 02/26/2019 | Claimant(s): Penny Eiffert
Claimant Lawyers(s): Penny P. Eiffert
Respondent(s): Chance Hodges, Erin Stieler, Karen Wilson Thissen, Susan Johnk, Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H, Crowder
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: New Orleans, LA
| | $0 |
| 18-02364 | 02/01/2019 | Claimant(s): Mark Callahan
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA
| | |
| 17-02206 | 02/01/2019 | Claimant(s): Beryl Patin, Janis Lakin
Claimant Lawyers(s): Nicholas H. Berg
Respondent(s): Capitol Securities Management.
Respondent Lawyers(s): Janet K. DeCosta
Arbitrator(s): Robert H. Putnam, Lawrence R. Maxwell, Imre Stephen Szalai
Hearing Site: New Orleans, LA
| | $2,380,660 |
| 18-02621 | 01/23/2019 | Claimant(s): Salvadore Miletello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Barbara L. Edin
Hearing Site: New Orleans, LA
| | |
| 18-00778 | 01/08/2019 | Claimant(s): Donald Simpson
Claimant Lawyers(s): Nicholas H. Berg
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Simeon B. Reimonenq, Maryanne M. Esser, Imre Stephen Szalai
Hearing Site: New Orleans, LA
| | $250,495 |
| 18-02678 | 01/08/2019 | Claimant(s): James Desormeaux
Claimant Lawyers(s): James Thomas Desormeaux
Respondent(s): Ustocktrade Securities.
Respondent Lawyers(s): Francesco Matteini
Arbitrator(s): Robert J. Gregory
Hearing Site: New Orleans, LA
| | $38 |
