08-01582 | 06/26/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Robert M. Rudnicki Respondent(s): Joe King, Walter Woodrick Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas Hearing Site: New Orleans, LA
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08-01668 | 06/25/2009 | Claimant(s): Walter Woodrick Claimant Lawyers(s): Paul M. Thomas Respondent(s): Joe King, Raymond James & Associates. Respondent Lawyers(s): Frederick S. Schrils, Robert Rudnicki Arbitrator(s): Hearing Site: New Orleans, LA
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08-00821 | 04/29/2009 | Claimant(s): David Rademacher Claimant Lawyers(s): Gene Mitchell Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Brad Rounsaville Arbitrator(s): Frederick S. Duncan, W. Patrick Baker, Elton W. Chartrand Hearing Site: New Orleans, LA
| | $0 |
08-00757 | 02/24/2009 | Claimant(s): Peter Bennett, Peter J. Bennett IRA Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis Hearing Site: New Orleans, LA
| | $0 |
08-00882 | 02/06/2009 | Claimant(s): Edward Francis Spencer Revocable Trust Claimant Lawyers(s): Gene E. Mitchell Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Gary S. Jefferson, Leonard E. Benade, Donald Milo Helton Hearing Site: New Orleans, LA
| | $0 |
08-00661 | 01/27/2009 | Claimant(s): Kraemer Diel Claimant Lawyers(s): Mark E. Maddox Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Robert C. Upton, Earle Park Kelley, Onnig Hatchig Dombalagian Hearing Site: New Orleans, LA
| | $15,000 |
04-05904 | 01/26/2009 | Claimant(s): Timothy I. & Deborah Montreuil TIC Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Kurt D. Steiner Hearing Site: New Orleans, LA
| | $7,943 |
05-03162 | 12/22/2008 | Claimant(s): James Bailey, Jeri Ghosh, Ken Powell, Leon Hadley, Leonard Gray, Marie Paulzak, Richard Powell, Rick Powell Claimant Lawyers(s): David L. McGee, George S. Trevor, Jeri M. Ghosh, Marie Josee Paulzak, Peter J. Mougey Respondent(s): Gary Paulzak, Jayanta Ghosh, Patrick Collins, Spelman & Co.. Respondent Lawyers(s): Gary Paulzak, George D. Fagan, Jayanta Ghosh, Mickey Wright Arbitrator(s): Ron C. Christner, John J. Meyer, James Francis Donovan Hearing Site: New Orleans, LA
| | Settlement |
04-05898 | 12/12/2008 | Claimant(s): Melvin A. Guillory IRA Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Jason G. Ourso Hearing Site: New Orleans, LA
| | $0 |
07-02871 | 10/15/2008 | Claimant(s): Thomas Ferencak Claimant Lawyers(s): David L. McGee Respondent(s): Joseph Ciliberti, Scottrade. Respondent Lawyers(s): Joel E. Davidson Arbitrator(s): Fred M. Ridolphi, Charles A. Bosworth, Alton B. Lewis Hearing Site: New Orleans, LA
| | Stipulated Award and Expungement |