| 20-00295 | 04/07/2020 | Claimant(s): Cesar Chicayban
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Amanda B. Protess
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 19-02062 | 03/04/2020 | Claimant(s): Joseph Guarneri
Claimant Lawyers(s): Patrick R Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sara K. Yates
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 18-04283 | 07/11/2019 | Claimant(s): Mitchell Rubin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 18-02417 | 06/27/2019 | Claimant(s): Jose Barrionuevo
Claimant Lawyers(s): Jose Maria Barrionuevo
Respondent(s): Javier De Frutos, Steven Thornton
Respondent Lawyers(s): Ted Poretz
Arbitrator(s): Larry A. Kimmel, Dora M. Lassinger, Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 17-03155 | 07/25/2018 | Claimant(s): Peter Inserra
Claimant Lawyers(s): Owen Harnett
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 17-02157 | 04/09/2018 | Claimant(s): Matthew Gold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 17-01094 | 12/05/2017 | Claimant(s): Thomas Kelly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Coporate Officer
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 16-03055 | 06/12/2017 | Claimant(s): Nancy Bello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 15-03455 | 01/20/2017 | Claimant(s): Joseph La Ferla
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I Hantman
Arbitrator(s): Thomas Caiaffa, Madelon M. Rosenfeld, Selma Moy
Hearing Site: New York, NY
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| 14-00881 | 11/05/2014 | Claimant(s): Thomas Ferrara
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Gordon F. Wylie
Arbitrator(s): Madelon M. Rosenfeld, Mitchell Jay Bayer, Michele S. Riley
Hearing Site: New York, NY
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