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FINRA Awards for Morgan Keegan & Company.

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Displaying 21-30 out of 341 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0061809/23/2013Claimant(s): Marian Grainger, Marian M. Grainger, as Trustee of the Ph
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Legg Mason Wood Walker, Morgan Keegan & Company.
Respondent Lawyers(s): Dana N. Pescosolido, Thomas F. Barnett
Arbitrator(s): Ronald Chun
Hearing Site: Birmingham, AL
Checkmark Icon$0
13-0070909/17/2013Claimant(s): Charlotte Adams
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Arthur L. Tepper
Hearing Site: Birmingham, AL
Checkmark Icon$50,600
12-0295509/17/2013Claimant(s): Bettye Burns
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Samuel L. McClaren
Hearing Site: Birmingham, AL
Checkmark Icon$0
12-0269709/09/2013Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Dominique Heller
Respondent(s): Sandra Macdowell
Respondent Lawyers(s): Mark A. Hendrix
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX
12-0058409/05/2013Claimant(s): The Odessa Firemen's Relief & Retiremen
Claimant Lawyers(s): Joe Wojciechowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter Fruin
Arbitrator(s): Harry J Saginaw, Don G Miller, Douglas Wade Carvell
Hearing Site: Dallas, TX
Checkmark Icon$399,566
13-0149109/03/2013Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Ricky Bell
Respondent Lawyers(s): Ricky E. Bell
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
12-0003907/31/2013Claimant(s): Estate of Al Holloway
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Birmingham, AL
Checkmark Icon$33,250
11-0122607/30/2013Claimant(s): Estate of Thelma A. Mendel, Thelma A. Mendel Lifetime Trust
Claimant Lawyers(s): J. Curt Tanner, Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): John F. Allgood, Philip Michael Moran, Brock Bingham Gordon
Hearing Site: Birmingham, AL
Checkmark Icon$279,500
13-0019707/26/2013Claimant(s): Mittie Freeman
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Donald G. Kennedy
Hearing Site: Atlanta, GA
Checkmark Icon$50,600
13-0019807/19/2013Claimant(s): Frances Whitehead
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Donald M. Macdonald
Hearing Site: Atlanta, GA
Checkmark Icon$300

341 Results

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