| 16-02951 | 03/09/2017 | Claimant(s): KBS Capital Markets Group LLC
Claimant Lawyers(s): Eric S. Beane
Respondent(s): Andrew Schenk
Respondent Lawyers(s): Donald R. McNeil
Arbitrator(s): Jeffry M. Bauer
Hearing Site: St. Louis, MO
| | |
| 15-02789 | 01/13/2017 | Claimant(s): Jane Baum, Larry Baum
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Hantz Financial Services.
Respondent Lawyers(s): David Shea
Arbitrator(s): Jeffry M. Bauer, John F. Burns, Seth H. Barsky
Hearing Site: Detroit, MI
|  | $86,425 |
| 14-03599 | 10/11/2016 | Claimant(s): Larry Kolodey
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Edward M. Olson, Jeffry M. Bauer, Tracy L. Allen
Hearing Site: Detroit, MI
| | Expungement |
| 15-01392 | 09/26/2016 | Claimant(s): Michael Wolf
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Source Capital Group.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
| | $225 |
| 15-01406 | 12/11/2015 | Claimant(s): Kathleen Rock
Claimant Lawyers(s): Kathleen A. Rock
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Lisa Serra
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $300 |
| 15-01340 | 11/10/2015 | Claimant(s): Michael R. Johns
Claimant Lawyers(s): Michael R. Johns
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nery Morales
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
| | $88 |
| 13-02570 | 07/29/2015 | Claimant(s): Carmella Cummings
Claimant Lawyers(s): Richard B Fosher
Respondent(s): Northstar Financial Partners.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Jeffry M. Bauer, Jacqueline R. Fox, Gary L. Bender
Hearing Site: Detroit, MI
| | Expungement |
| 13-02460 | 02/13/2015 | Claimant(s): Rose LaBolle
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher Tovar
Arbitrator(s): Jeffry M. Bauer, Edward A. Porter, Peter C. Rageas
Hearing Site: Detroit, MI
| | $299,858 |
| 10-05114 | 09/26/2014 | Claimant(s): Mark Simon
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Ameriprise Financial Services., Larry Larson, Larson & Associates
Respondent Lawyers(s): Edward A. Walton, Miles D. Hart
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Anthony R. Paesano
Hearing Site: Detroit, MI
| | |
| 13-03283 | 07/02/2014 | Claimant(s): Serafina Maletti, Vito Maletti, Vito and Serafina Maletti Rev. Trust
Claimant Lawyers(s): Jonathan D. Sweik
Respondent(s): Giovanni Volpe, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Khalilah V. Spencer
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $120 |
