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FINRA Awards for Wells Fargo Clearing Services

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Displaying 201-210 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0377608/18/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Leo Eastman
Respondent Lawyers(s): Leo Otto Eastman
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
18-0354308/13/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Kimberly Rule
Respondent Lawyers(s): Kimberly Kay Rule
Arbitrator(s): Frances Johnson Wright, Kenneth Joe Gold, Robert E. Luxen
Hearing Site: Dallas, TX
20-0113508/04/2021Claimant(s): Daniel Sebastian, Robin Sebastian
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Adam Michael Porter, Pamela Jane Koslow, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
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20-0345807/23/2021Claimant(s): Sean Dobranich
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services, Waddell & Reed
Respondent Lawyers(s): Chad Weaver, Patricia Cowart
Arbitrator(s): Barry A. Mainardi, Robert E. Jenks, Ben Lehavi
Hearing Site: Las Vegas, NV
20-0380407/19/2021Claimant(s): Jonathan Short
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Patricia H. Latham
Hearing Site: Charlotte, NC
20-0300307/14/2021Claimant(s): Christopher McGee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO
19-0325106/22/2021Claimant(s): Matthew Mirtahami
Claimant Lawyers(s): Chetan Patil
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Alan Stamm, Christine A. Page, Jordan M Bradley
Hearing Site: Los Angeles, CA
20-0401306/21/2021Claimant(s): Douglas Donnelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
20-0292006/14/2021Claimant(s): Tony Krvaric
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
20-0278005/27/2021Claimant(s): Christopher Cort
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Joan M. Traub
Hearing Site: Jersey City, NJ

483 Results

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