Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02887 | 10/16/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Neil S. Baritz Respondent(s): Nelson Torrens Respondent Lawyers(s): Nelson Torrens Arbitrator(s): John D. Mattingly Hearing Site: Atlanta, GA | ||
| 20-00969 | 10/16/2020 | Claimant(s): Michael Hess Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 20-00482 | 10/12/2020 | Claimant(s): Robert Warther Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH | ||
| 20-01011 | 10/05/2020 | Claimant(s): Chiu-ni Wang Claimant Lawyers(s): Joshua B. Kons Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA | ||
| 20-00052 | 09/28/2020 | Claimant(s): Bradley Armstrong Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 19-01774 | 09/25/2020 | Claimant(s): Michael Stevens, Michael Stevens IRA Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC, Securities Service Network Respondent Lawyers(s): Christopher G. Lazirini, Jon D. Kaplon Arbitrator(s): David S. Eisenberg, Roger A. Geddes, Kenneth L. Mann Hearing Site: Phoenix, AZ |  | $0 |
| 20-00502 | 08/20/2020 | Claimant(s): Joshua Barron Claimant Lawyers(s): Eric A. Michaels Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 19-03711 | 08/17/2020 | Claimant(s): Carolyn DiPrinzio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): JoAnne Lewis Nolte Hearing Site: Richmond, VA | ||
| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 20-00441 | 07/24/2020 | Claimant(s): Jane Scarbrough Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA |