Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03507 | 07/21/2022 | Claimant(s): James Stege Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL |  | Expungement |
| 21-01682 | 07/06/2022 | Claimant(s): Blair Zimmerman, Blair Zimmerman OBO of his IRA Claimant Lawyers(s): Blair Zimmerman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | | Expungement |
| 21-02815 | 07/06/2022 | Claimant(s): Monique Sessler Claimant Lawyers(s): Meghan McElligott Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | | Expungement |
| 22-00072 | 06/17/2022 | Claimant(s): Annette Findling Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 20-01399 | 06/08/2022 | Claimant(s): Dana King Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): LPL Financial LLC, Bryan Shevak Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Nancy J. Cliff, Daniel H. Yaffe, Gloria O. North Hearing Site: Boca Raton, FL | | Expungement |
| 21-02526 | 05/27/2022 | Claimant(s): David Kimura Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Laurel Littman Gothelf Hearing Site: Honolulu, HI | ||
| 21-02062 | 05/05/2022 | Claimant(s): Jerry Blakely Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-02449 | 05/04/2022 | Claimant(s): G. Keever Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 21-01986 | 05/02/2022 | Claimant(s): Cynthia Giovacchino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Linda J. Baer Hearing Site: Hartford, CT | ||
| 21-01884 | 04/19/2022 | Claimant(s): Grant Yamaguchi Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI |