| 15-02108 | 07/05/2017 | Claimant(s): Michael Gallion, The Estate of Nancy Gallion
Claimant Lawyers(s): John D. Singer
Respondent(s): Calvin Zara, Pruco Securities.
Respondent Lawyers(s): Courtney Stieber, David H. Jarvis
Arbitrator(s): Kenneth E. Owen, Joseph Winter, Daniel Lawrence Pearlman
Hearing Site: Los Angeles, CA
|  | Expungement |
| 15-00321 | 06/22/2017 | Claimant(s): David Murphy
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets., Citicorp Securities Services.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Linda S. Cole, Leslie Ruth Nydick, Anthony Dennis Perri
Hearing Site: New York, NY
| | |
| 15-02589 | 04/26/2017 | Claimant(s): John Shillingford, Mark Leyton
Claimant Lawyers(s): John D. Singer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Leslie Ruth Nydick, Louis P. Wagman, Mark Cuccaro
Hearing Site: New York, NY
| | |
| 15-02320 | 12/30/2016 | Claimant(s): David Murphy
Claimant Lawyers(s): John D. Singer
Respondent(s): Tila Azeem
Respondent Lawyers(s): John H. Snyder
Arbitrator(s): Raymond Nardo, Daniel Robbins, Amy Jill Baranoff
Hearing Site: New York, NY
| | |
| 12-03692 | 04/11/2016 | Claimant(s): Herbert Madan, Herbert S. Madan Revocable Trust UAD Apr
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jen Machlin
Arbitrator(s): John P. Wilson, Linda M. McCoy, Kenneth W. Gosliner
Hearing Site: San Francisco, CA
| | Expungement |
| 13-02035 | 06/17/2015 | Claimant(s): Julia Numair
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Mary A. Dubas, James M. Rhodes, David J. Weisenfeld
Hearing Site: New York, NY
| | |
| 12-03198 | 02/26/2015 | Claimant(s): Christopher Miller
Claimant Lawyers(s): John D. Singer
Respondent(s): Hartford Securities Distribution Co.
Respondent Lawyers(s): Denise M. Visconti
Arbitrator(s): Benjamin F. Breslauer, Thomas W. Gregory, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | |
| 11-04800 | 08/25/2014 | Claimant(s): Edward Chiappara
Claimant Lawyers(s): John D. Singer
Respondent(s): Deutsche Bank Trust Company, N.A.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Melanie S. Cherdack, Marie Paulette Levine, Jeffrey R. Roth
Hearing Site: Miami, FL
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| 12-02116 | 10/31/2013 | Claimant(s): Richard Silver
Claimant Lawyers(s): John D. Singer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): Glen R. Stifelman, Eugene G. P. Byrne, Roger L Gavan
Hearing Site: New York, NY
| | |
| 12-02119 | 08/06/2013 | Claimant(s): Richard Lumelleau
Claimant Lawyers(s): John D. Singer
Respondent(s): Rencap Securities.
Respondent Lawyers(s): Brian L. Friedman
Arbitrator(s): Mitchell S. Friedman, Joseph A. Forgione, W. Alexander Melbardis
Hearing Site: New York, NY
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