| 07-01105 | 02/19/2008 | Claimant(s): Karen Schwartz
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Rodney Acker
Arbitrator(s): Judith A. Gust, Evelyn R. Wiggins, Zachary Scott Rigdon
Hearing Site: San Diego, CA
|  | $0 |
| 07-02045 | 01/15/2008 | Claimant(s): Jane Moyle
Claimant Lawyers(s): Jane Moyle
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Susan L. Formaker
Arbitrator(s): Ronald O. Bub
Hearing Site: San Diego, CA
| | $0 |
| 07-00649 | 12/14/2007 | Claimant(s): Jarrett Owens
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Greta Glavis, Franklin Geerdes, Mack Reed Christian
Hearing Site: San Diego, CA
| | $5,601 |
| 07-01589 | 12/06/2007 | Claimant(s): Fiduciary Trust Co NH Cust FBO John P.
Claimant Lawyers(s): John P. Lake
Respondent(s): Jeff Whitaker, Waddell & Reed
Respondent Lawyers(s): Jill W. Lens
Arbitrator(s): Stephen R. Clark
Hearing Site: San Diego, CA
| | $21,291 |
| 05-00238 | 12/04/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Paul Clayton
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Robert W. Vernon, Paul J. Sipe, Barry E. Kersh
Hearing Site: San Diego, CA
| | |
| 01-00028 | 11/29/2007 | Claimant(s): Guity Moghadam, Jonathan Peace, Susan Peace
Claimant Lawyers(s): Jonathan E. Peace
Respondent(s): Jim Lau, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bryan I. Reyhani
Arbitrator(s): Linda Marie Edson, Ernest L. Burnside, Laurel L. Hyde
Hearing Site: San Diego, CA
| | $0 |
| 06-03920 | 10/19/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald S. Kravitz
Respondent(s): David Kauffman
Respondent Lawyers(s): Matthew G. English
Arbitrator(s): James D. Knotter, Katherine Jane Morris, Robert E. Witt
Hearing Site: San Diego, CA
| | |
| 07-00383 | 08/22/2007 | Claimant(s): Chizuko Shahzad and Syed Mobin Shahzad
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): James H. Bowersox
Hearing Site: San Diego, CA
| | $213 |
| 05-01456 | 08/17/2007 | Claimant(s): Victoria Landseadal
Claimant Lawyers(s): David M. Gilmore
Respondent(s): Victor Tokach, E.S. Hope Financial
Respondent Lawyers(s): Victor Tokach
Arbitrator(s): John C. Lees, Peter D. Brennan, Michael D. Briggs
Hearing Site: San Diego, CA
| | $18,972 |
