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FINRA Awards for Craig H. Kuglar

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0097510/21/2014Claimant(s): Daniel Sciscoe, Donald Riner, Mary Jo Peters, Merrilynn Teixeira, William Sprowls and Darlene Sprowls
Claimant Lawyers(s): John S. Chapman
Respondent(s): Jerome Murphy, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Lita S Menkin, Joe E. Manuel, Richard Merritt Langway
Hearing Site: Atlanta, GA
Checkmark Icon$844,340
12-0319402/19/2014Claimant(s): Deborah Carney, Deborah Greene, Elizabeth Smith, J. Lee, Janice Peek, John Thomason, Joseph Gibson, Lisa Lee, Mary Frey, Ron Chandonia, Sherry Thomason, Steven Carney, Wanda Messina, T&M Tilt-Up. Profit Sharing Plan
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Frank W. Virgin, Karla Y. Vogel, Robert A. Dean
Hearing Site: Atlanta, GA
Checkmark Icon$600
10-0371210/11/2012Claimant(s): Joshua Nanci, Russell Carbonara
Claimant Lawyers(s): Brandon Raynard Williams, Craig H. Kuglar
Respondent(s): Fortress Group.
Respondent Lawyers(s): Richard Robbins
Arbitrator(s): George S. Willingham, Michael J. Ahlstrom, Deborah A. Jackson
Hearing Site: Atlanta, GA
11-0178409/11/2012Claimant(s): Rollin Park
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors, Harry Oldham, Robert Haggard
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Mollie Wagner Neal, David E. Morris, William Clay Gilbert
Hearing Site: Atlanta, GA
Checkmark Icon$0
10-0155712/27/2011Claimant(s): Stephen Colavito
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Nicholas H. De Baun
Arbitrator(s): Kenneth R. Woods, Carrie E. Wisniewski, Marian Cover Dockery
Hearing Site: Atlanta, GA
09-0497508/03/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Jason Adams
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Andrew G. Fellios, Doris Lindbergh, Lynda L. Baker
Hearing Site: Atlanta, GA
08-0434202/05/2010Claimant(s): Dean Bordelon
Claimant Lawyers(s): Bryan Forman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Mark A. Myers, Charles K Reasonover, Richard J. Clement
Hearing Site: New Orleans, LA

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