| 17-03224 | 04/16/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Gregory Bruno
Respondent Lawyers(s): Gregory E Bruno
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
| | |
| 16-03058 | 05/11/2017 | Claimant(s): Joseph Mondell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | |
| 16-02105 | 03/31/2017 | Claimant(s): A. Savitt
Claimant Lawyers(s): A. Robin Savitt
Respondent(s): Thomas Connors
Respondent Lawyers(s): Thomas Edmund Connors
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
|  | Expungement |
| 14-00897 | 12/20/2016 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Eugene Small
Respondent(s): Edward Kovac, Kenneth Kaufman, Mark Varon, Patrick Pilla, Paul Hashim, Paul Triano, Robert Maiorano, Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Michael H. DuBoff, Alida D. Camp, Frank Steven London
Hearing Site: New York, NY
| | |
| 14-02645 | 09/26/2016 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Terry Harris
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Theodor Brown, Michael H. DuBoff, James M. Rhodes
Hearing Site: New York, NY
| | |
| 16-00379 | 08/30/2016 | Claimant(s): David Astorr
Claimant Lawyers(s): David Astorr
Respondent(s): Rockwell Global Capital Llc
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | |
| 15-01407 | 03/09/2016 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Melissa Curvino
Respondent(s): Lawrence Lowe
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | |
| 13-01185 | 04/16/2015 | Claimant(s): Meyers Associates, L.P.
Claimant Lawyers(s): Benjamin Suess
Respondent(s): Bruce Meyers, Marlen Vigdorov
Respondent Lawyers(s): Benjamin Suess, Todd A. Zuckerbrod
Arbitrator(s): Michael H. DuBoff, Berton Seltzberg, Keely D. Parr
Hearing Site: New York, NY
| | |
| 11-03960 | 07/15/2013 | Claimant(s): Marsha Sinzheimer
Claimant Lawyers(s): William Paul Nolan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Charles Kleinbaum, Michael H. DuBoff, Mae A. Brudner
Hearing Site: New York, NY
| | Expungement |
| 12-03669 | 06/07/2013 | Claimant(s): Ara Hisarliyan
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): E1 Asset Management.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | $300 |
