| 10-01049 | 04/20/2011 | Claimant(s): Steven Tamsett
Claimant Lawyers(s): Peter A. Lagorio
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J McAllister
Arbitrator(s): Thomas H. Tucker, Gerald H. Powers, Robert J. Ambrogi
Hearing Site: Boston, MA
| | |
| 10-04311 | 04/19/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Joseph Morrissey
Respondent Lawyers(s): Joseph Thomas Morrissey
Arbitrator(s): Howard S. Quinn
Hearing Site: New York, NY
| | |
| 09-06522 | 04/06/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael J. Albert
Respondent(s): Mark Monin
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Ralph H. Erickson
Hearing Site: Los Angeles, CA
| | |
| 09-05630 | 03/25/2011 | Claimant(s): Exemption B-2 Wohl Family Trust, The Wohl Family Trust
Claimant Lawyers(s): Steven L. Miller
Respondent(s): Gregory Iglow, Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Neil S. Jasper, Arthur T. Berggren, Mason A. Dinehart
Hearing Site: Los Angeles, CA
|  | Expungement |
| 09-05259 | 03/23/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John C. Steele
Respondent(s): Mark Gardner
Respondent Lawyers(s): Mark Steven Gardner
Arbitrator(s): Bill H. Brister, G. Maynard Green, Larry N. Quinn
Hearing Site: Dallas, TX
| | |
| 09-04296 | 03/16/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Simeon Thall
Respondent Lawyers(s): Glenn Michaelson
Arbitrator(s): Paul K. Barenholtz, Jeffrey Bega, Donald Raymond McNally
Hearing Site: New York, NY
| | |
| 09-01728 | 03/16/2011 | Claimant(s): Thomas Redmond, Thomas A. Redmond Rev Liv Trust et al
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Oppenheimer & Co.., Joseph Eckrich
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Patrick R. Sughroue, Mark Scarr, Mark A. Cleland
Hearing Site: Detroit, MI
| | $221,120 |
| 09-01670 | 03/10/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Julie H. Firestone
Respondent(s): Lance Morque
Respondent Lawyers(s): Bruce N. Crawford
Arbitrator(s): Roger D. Johnson, Craig A. Gordon, Laura Kate Wennik
Hearing Site: Minneapolis, MN
| | |
| 10-00933 | 02/24/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Richard Plevy
Respondent Lawyers(s): Adam D. Palmer
Arbitrator(s): Jeffrey C. Thompson, Ilisa J. Smukler, William Kent Brown
Hearing Site: Boca Raton, FL
| | |
| 09-05276 | 02/03/2011 | Claimant(s): Lewis Kivo
Claimant Lawyers(s): Lewis Kivo
Respondent(s): Oppenheimer & Co.., Michael Lesser
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Kinchen C. Bizzell, Robert Youdelman, Myrna E. DeJesus
Hearing Site: New York, NY
| | $40,600 |
