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FINRA Awards for Simeon Thall

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0429603/16/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Simeon Thall
Respondent Lawyers(s): Glenn Michaelson
Arbitrator(s): Paul K. Barenholtz, Jeffrey Bega, Donald Raymond McNally
Hearing Site: New York, NY

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