| 12-02052 | 10/25/2013 | Claimant(s): Anne R. Jones
Claimant Lawyers(s): David S Blessing
Respondent(s): Grover Cook, Oppenheimer & Co..
Respondent Lawyers(s): Grover Keith Cook, Leo Kogan
Arbitrator(s): Bill Swinford
Hearing Site: Cincinnati, OH
|  | $126,510 |
| 13-01075 | 10/15/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Donald McBirney
Respondent Lawyers(s): Donald James Mcbirney
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | |
| 12-03266 | 10/08/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
| | |
| 13-00996 | 10/08/2013 | Claimant(s): Ryan Brookman
Claimant Lawyers(s): Ryan Paul Brookman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo Kogan
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | |
| 12-00626 | 10/04/2013 | Claimant(s): Kathleen Wu
Claimant Lawyers(s): Thomas G. Shapiro
Respondent(s): Eric Gauster, Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Mary C. Kelleher, David Ellis, Andrea J. Goldman
Hearing Site: Boston, MA
| | $452,060 |
| 13-01076 | 09/16/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Richard Borish
Respondent Lawyers(s): Richard E. Borish
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | |
| 11-03778 | 08/01/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Jeremy Hare
Respondent Lawyers(s): Jeremy David Hare
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | |
| 12-01306 | 07/25/2013 | Claimant(s): Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Harry J Saginaw, James Douglas Haigh, Dineo Coleman Gary
Hearing Site: Dallas, TX
| | $75,000 |
| 11-03559 | 07/23/2013 | Claimant(s): Varoujan Khorozian
Claimant Lawyers(s): Matthew M. Keshisian
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo Kogan
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | $0 |
| 11-03613 | 07/23/2013 | Claimant(s): Asset Protection Plans.
Claimant Lawyers(s): S. David Anton
Respondent(s): Oppenheimer & Co.., Joseph Vaccaro
Respondent Lawyers(s): Peter Byer, Ruthann Granito Niosi
Arbitrator(s): Richard R. Logsdon, Darlene M. Andert, Steele Thomas Williams
Hearing Site: Tampa, FL
| | $0 |
