09-02420 | 12/02/2010 | Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U Claimant Lawyers(s): Michael MacDonald Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk Hearing Site: Minneapolis, MN
| | $2,839,290 |
09-00988 | 10/26/2010 | Claimant(s): Ed Conlin & Associates Claimant Lawyers(s): Brent A. Lorentz Respondent(s): Kenneth Marchiol, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jeffrey B. Kelvin, Kirsten Schubert Arbitrator(s): James A. Lundberg, Richard A. Mosman, Larry N. Litt Hearing Site: Minneapolis, MN
| | $0 |
10-00419 | 08/19/2010 | Claimant(s): Bella Maisel Claimant Lawyers(s): Bella Villella Maisel Respondent(s): Feltl & Company Respondent Lawyers(s): F. Chet Taylor Arbitrator(s): Joan L. Volz Hearing Site: Minneapolis, MN
| | $325 |
10-00217 | 08/13/2010 | Claimant(s): Carol Halonen, Carol N Halonen, IRA Claimant Lawyers(s): Carol N. Halonen Respondent(s): Gerald Gries Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Lavon C. Phillips Hearing Site: Minneapolis, MN
| | $0 |
09-06471 | 08/11/2010 | Claimant(s): Saengnakhorn Cinq-Mars Claimant Lawyers(s): Saengnakhorn Phothisane Cinq-Mars Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Renan Sugarman Arbitrator(s): William J. Rosso, Andrew R. Dick, Frederick Ramos Hearing Site: Minneapolis, MN
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10-00742 | 07/30/2010 | Claimant(s): Larry Arrigoni Claimant Lawyers(s): Amy J. Ihlan Respondent(s): Wachovia Securities, Wells Fargo Advisors, Mark Fautsch Respondent Lawyers(s): Alan Rafterman Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN
| | $28,583 |
09-03611 | 07/15/2010 | Claimant(s): Arlyn E. Hanson IRA, Priscilla E. Hanson IRA, Priscilla E. Hanson & Arlyn E. Hanson, Arlyn E. Hanson Trust, Priscilla E. Hanson Trust Claimant Lawyers(s): Michael S. MacDonald Respondent(s): Kenneth Kauth, Wells Fargo Advisors Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Gerald M. Gifford, Douglas Randall Blohm, Douglas J. Nesbit Hearing Site: Minneapolis, MN
| | $0 |
09-06125 | 07/07/2010 | Claimant(s): Ann Lorenz Claimant Lawyers(s): Ann Marie (Staci) Lorenz Respondent(s): Morgan Stanley Respondent Lawyers(s): Daniel Derechin Arbitrator(s): Phillip I. Finkelstein Hearing Site: Minneapolis, MN
| | $213 |
09-01642 | 06/28/2010 | Claimant(s): Michael McMahon Claimant Lawyers(s): Shannon M. McDonough Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): James A. Lundberg, Andrew R. Dick, Gary L. Hansen Hearing Site: Minneapolis, MN
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09-01053 | 06/01/2010 | Claimant(s): Jonathan Morse Seltzer IRA, Susan Oehler Seltzer IRA Claimant Lawyers(s): Jonathan Morse Seltzer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Daniel M. Rabinovitz Arbitrator(s): Lawrence R. Commers, Richard W. Thiele, Brett W. Olander Hearing Site: Minneapolis, MN
| | $0 |