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FINRA Awards for Gerald Gries

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0021708/13/2010Claimant(s): Carol Halonen, Carol N Halonen, IRA
Claimant Lawyers(s): Carol N. Halonen
Respondent(s): Gerald Gries
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lavon C. Phillips
Hearing Site: Minneapolis, MN
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