15-01248 | 12/12/2017 | Claimant(s): Ronald Drake Claimant Lawyers(s): Hilton Wiener Respondent(s): Anthony Salamone, Bruce Guarino, Glen Stifelman, Kenneth Severinsen, Kevin Sheehan Jr, Rockwell Global Capital LLC Respondent Lawyers(s): Aegis J. Frumento, Anthony Patrick Salamone, Kenneth Lee Severinsen, Kevin Michael Sheehan Jr, Robert M. Bursky Arbitrator(s): Grant D. Sanders Hearing Site: Minneapolis, MN
| | $0 |
17-01459 | 10/24/2017 | Claimant(s): Alan DeFlorio Claimant Lawyers(s): Alan A. DeFlorio Respondent(s): James Flynn Respondent Lawyers(s): James Travis Flynn Arbitrator(s): Steven M. Bialick Hearing Site: Minneapolis, MN
| | $0 |
16-03582 | 09/28/2017 | Claimant(s): Mark Heymans, Estate of Donn Burleigh, Estate of Olivia Schulz Claimant Lawyers(s): Stacy P. Slaughter Respondent(s): Mark Holt Respondent Lawyers(s): Mark David Holt - Register No. 17865-041 Arbitrator(s): Lawrence J. Welte, Steven M. Bialick, Steven Eric Brandes Hearing Site: Minneapolis, MN
| | $0 |
15-00680 | 09/08/2017 | Claimant(s): Peter Izmirian, Sandra Ingwaldson Claimant Lawyers(s): Jonathan M. Harris Respondent(s): Mark Holt Respondent Lawyers(s): Mark David Holt Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep Hearing Site: Minneapolis, MN
| | $477,650 |
16-01489 | 09/07/2017 | Claimant(s): Larry and Susan Zilverberg Claimant Lawyers(s): Scott R. Carlson Respondent(s): Northland Securities. Respondent Lawyers(s): Joseph M. Windler Arbitrator(s): Peter N. Thompson, Joseph Darwin Kenyon, Julie Fleming-Wolfe Hearing Site: Minneapolis, MN
| | Expungement |
16-00450 | 08/31/2017 | Claimant(s): Prospera Financial Services. Claimant Lawyers(s): Niel Prosser Respondent(s): Alan Luttman Respondent Lawyers(s): Donald R. McNeil Arbitrator(s): David Evans Rosedahl, Kevin D. Hofman, Frederick Ramos Hearing Site: Minneapolis, MN
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16-03159 | 08/25/2017 | Claimant(s): Jeffrey Thoele Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group., The O.N. Equity Sales Company, Walnut Street Securities. Respondent Lawyers(s): Jeremy Carr, John Unger, Mark E. Elsener Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN
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16-03084 | 08/17/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Bruce Lewitas Respondent(s): Lisa Schesso Respondent Lawyers(s): Lisa Kay Schesso Arbitrator(s): William M. Getzoff Hearing Site: Minneapolis, MN
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15-02532 | 06/23/2017 | Claimant(s): Audrey Woznicki, Clark Woznicki Claimant Lawyers(s): David Liebrader Respondent(s): Levi Lindemann Respondent Lawyers(s): Levi David Lindemann Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN
| | $190,300 |
15-02403 | 05/18/2017 | Claimant(s): Paul Lind Claimant Lawyers(s): Joseph S. Fogel Respondent(s): Andrew Garrett Inc. Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep, Michael Sutton MacDonald Hearing Site: Minneapolis, MN
| | $0 |