Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02747 | 07/26/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Bruce Garelick Respondent Lawyers(s): Bruce F. Garelick Arbitrator(s): Judith C. Zerden Hearing Site: New York, NY | ||
| 19-00100 | 07/25/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Connie Rodriguez Respondent Lawyers(s): Connie Lerma Rodriguez Arbitrator(s): I. Douglas Dunipace Hearing Site: Phoenix, AZ | ||
| 18-02763 | 06/18/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Syed Ali Respondent Lawyers(s): Syed Ali Arbitrator(s): Elizabeth C. Simon Hearing Site: Chicago, IL |  | $0 |
| 16-02491 | 05/04/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Monica Garcia Respondent Lawyers(s): Everardo B. Garcia Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | | $0 |
| 16-01397 | 09/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Dan Moss Respondent Lawyers(s): Dan Moss Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 15-01024 | 11/13/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 14-01358 | 06/03/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan D. Berg Respondent(s): William Crumrine Respondent Lawyers(s): William Braden Crumrine Arbitrator(s): David Paul Clark Hearing Site: Baltimore, MD | ||
| 14-01951 | 04/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan D. Berg, Timothy N. Will Respondent(s): Respondent Lawyers(s): Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 13-03279 | 03/18/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch Respondent(s): Respondent Lawyers(s): Arbitrator(s): Herbert S. Bratt Hearing Site: Milwaukee, WI | ||
| 14-02987 | 02/18/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Gary Schwarcz Respondent Lawyers(s): Gary Alan Schwarcz Arbitrator(s): Robert S. Getman Hearing Site: New York, NY |