| 17-03445 | 09/24/2018 | Claimant(s): Thomas Sandkamp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 16-03403 | 02/01/2018 | Claimant(s): Jeffrey Gurman
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 17-01562 | 01/02/2018 | Claimant(s): Thomas Kokjohn
Claimant Lawyers(s): Michael T. West
Respondent(s): Frances Brody Trust dated Feb. 28, 1979, Jake J Farber & Janet Farber Revocable T, Nancy Alpert Trust dated January 17,1997, Raymond & Barbara Alpert Trust Oct6,1987
Respondent Lawyers(s): Jake Farber, Nancy Alpert, Raymond Alpert
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
|  | Expungement |
| 16-01140 | 10/24/2017 | Claimant(s): Leticia Castro, GrupoMex Holdings
Claimant Lawyers(s): Chaz R. Brown, John Rogers
Respondent(s): James Fellus, Pershing LLC, John Burke, Lawrence Sanicola, Braver Stern Securities LLC
Respondent Lawyers(s): Andrew R. Harvin, James Benjamin Fellus, Lawrence Sanicola, Thomas G. Amon
Arbitrator(s): Michael Dean, Kendall C. Reed, Michael John Florio
Hearing Site: Las Vegas, NV
| | $0 |
| 16-00854 | 08/01/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Michael Becking
Respondent Lawyers(s): Michael Allen Becking
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 13-03601 | 06/08/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Holly J. Sutton
Respondent(s): Vincent Woo
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Daniel R. Brush, Kendall C. Reed, George Herman Frisch
Hearing Site: Los Angeles, CA
| | |
| 15-02803 | 02/12/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Judy Louie
Respondent(s): Gustavo Miramontes
Respondent Lawyers(s): Gustavo Santos Miramontes
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 14-02126 | 02/24/2015 | Claimant(s): John Daciuk
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $300 |
| 13-01941 | 09/24/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Bruce Branstine
Respondent Lawyers(s): Bruce C. Branstine
Arbitrator(s): Alan Stamm, Jeffrey E. Skogsbergh, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 11-04118 | 08/01/2014 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Peter R. Boutin
Respondent(s): Just Mortgage., RMK Financial Corp. d/b/a Majestic Home
Respondent Lawyers(s): Stephen Cho
Arbitrator(s): Elliott David Finkel, Madeleine Kleinman, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Stipulated Award |
