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FINRA Awards for Gustavo Miramontes

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0280302/12/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Judy Louie
Respondent(s): Gustavo Miramontes
Respondent Lawyers(s): Gustavo Santos Miramontes
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA

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