| 09-05108 | 09/29/2010 | Claimant(s): Wells Fargo Advisors, fka Wachovia
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Ivan Pulido
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Lewis J. Levey, Barth Satuloff, Neil J. Berman
Hearing Site: Miami, FL
| | |
| 10-01950 | 09/24/2010 | Claimant(s): Richard W. Deckmann Family Trust
Claimant Lawyers(s): Marilyn K. Deckmann
Respondent(s): Wells Fargo Advisors, Michele Kief
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Alan J. Blocher
Hearing Site: Wilmington, DE
|  | $5,805 |
| 10-01582 | 09/20/2010 | Claimant(s): David Le Munyon
Claimant Lawyers(s): David S Le Munyon
Respondent(s): Wachovia Securities, Wells Fargo Advisors
Respondent Lawyers(s): Kenneth J. Turnbull, Patricia E. Cowart
Arbitrator(s): Dwight Wassong
Hearing Site: Newark, NJ
| | |
| 10-00885 | 08/26/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Gary Feldman
Respondent Lawyers(s): Neal M. Goldstein
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | |
| 10-00284 | 08/19/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joseph Morgan
Respondent Lawyers(s): Joseph Michael Morgan
Arbitrator(s): Kevin R. Zehe
Hearing Site: Pittsburgh, PA
| | |
| 10-00783 | 08/19/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): James Miller
Respondent Lawyers(s): James R. Miller
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 10-01432 | 08/18/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Ian Stowers
Respondent Lawyers(s): Ian Karl Stowers
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
| | |
| 10-01113 | 08/12/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Fred Brown
Respondent Lawyers(s): Fred Brown
Arbitrator(s): Marshall S. Galinsky
Hearing Site: Baltimore, MD
| | |
| 10-00742 | 07/30/2010 | Claimant(s): Larry Arrigoni
Claimant Lawyers(s): Amy J. Ihlan
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Mark Fautsch
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
| | $28,583 |
| 09-07236 | 07/20/2010 | Claimant(s): Ronald Smith, Ronald S Smith A Law Corporation
Claimant Lawyers(s): Ronald S. Smith
Respondent(s): Wachovia Securities Financial Network, Wachovia Securities, Wells Fargo Advisors, Michael Scher
Respondent Lawyers(s): William S. Port
Arbitrator(s): Mary L. Williams
Hearing Site: Los Angeles, CA
| | $38 |
