Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-01910 | 11/04/2010 | Claimant(s): J. Kenneth Wilkens IRA Claimant Lawyers(s): J. Kenneth Wilkens Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Keely D. Parr Hearing Site: New York, NY |  | $0 |
| 10-02108 | 10/28/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Michael Shaw Respondent Lawyers(s): Michael Shaw Arbitrator(s): Leah A. Murray Hearing Site: Dallas, TX | ||
| 10-01585 | 10/26/2010 | Claimant(s): Claire Layton Claimant Lawyers(s): Claire M. Layton Respondent(s): Wells Fargo Advisors, William Moynihan Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Daniel P. Lund Hearing Site: Newark, NJ | | $38 |
| 10-01986 | 10/21/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Ronald Brown Respondent Lawyers(s): Ronald Lucas Brown Arbitrator(s): Irving A. Chesler Hearing Site: Louisville, KY | ||
| 09-06961 | 10/15/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Jeffrey Taylor Respondent Lawyers(s): Jeffrey Eugene Taylor Arbitrator(s): George R. Canty Hearing Site: Boca Raton, FL | ||
| 09-06393 | 10/13/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Wade Cook Respondent Lawyers(s): Wade Patrick Cook Arbitrator(s): Thomas D. Reese Hearing Site: Los Angeles, CA | ||
| 10-00076 | 10/12/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Jose Larrea Respondent Lawyers(s): Jose A. Larrea Arbitrator(s): John J. Hearn Hearing Site: Miami, FL | ||
| 10-02041 | 10/07/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Pamela Lonzo Respondent Lawyers(s): Pamela M. Olah Arbitrator(s): Carole M. Crosby Hearing Site: Chicago, IL | ||
| 10-00702 | 09/30/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Michael Forbes Respondent Lawyers(s): Brent V. Manning Arbitrator(s): Robert S. McConnell, Dennis Dowd, George H. Speciale Hearing Site: Salt Lake City, UT | ||
| 10-01236 | 09/30/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Brady J. Hermann Respondent(s): Thomas Vertin Respondent Lawyers(s): Thomas Brian Vertin Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY |