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FINRA Awards for Wells Fargo Advisors

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Displaying 841-850 out of 967 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0523206/23/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Steven Matuszewski
Respondent Lawyers(s): Steven Matuszewski
Arbitrator(s): Edward Houry
Hearing Site: Washington, DC
10-0239406/22/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): David Matthews
Respondent Lawyers(s): David Dimuccio Matthews
Arbitrator(s): B. J. Krintzman
Hearing Site: Boston, MA
11-0004806/20/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mike Naccarato
Respondent(s): Joan Gerhardt
Respondent Lawyers(s): Joan Gerhardt
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Providence, RI
Checkmark Icon$0
11-0058706/17/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Kenneth Williamson
Respondent Lawyers(s): Kenneth Thomas Williamson
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Tampa, FL
10-0215906/16/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): John Ohara
Respondent Lawyers(s): John Jerome Ohara
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Louisville, KY
10-0190006/14/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Robert Isom
Respondent Lawyers(s): John S. Pringle, Jr.
Arbitrator(s): William H. Malloy
Hearing Site: Columbia, SC
11-0040006/13/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): John Sork
Respondent Lawyers(s): John Sork
Arbitrator(s): Thomas D. Nagle
Hearing Site: Houston, TX
10-0401706/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Jess Perez
Respondent Lawyers(s): Jess Perez
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
10-0520906/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Thomas O'Malley
Respondent Lawyers(s): Thomas O'Malley
Arbitrator(s): Claude O. Ramer
Hearing Site: Memphis, TN
10-0315106/07/2011Claimant(s): Hugh Gershon
Claimant Lawyers(s): Craig W. Horn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stephen D Kursman, Lee Hornberger, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
Checkmark Icon$250,000

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