Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02713 | 09/28/2012 | Claimant(s): Helen Puskadi, Helen Puskadi Living Trust UAD 8/14/03 Claimant Lawyers(s): William S. Isenberg Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Donald Theodore Ryce Hearing Site: Ft. Lauderdale, FL |  | Expungement |
| 10-01077 | 09/27/2012 | Claimant(s): Mayme Davis Claimant Lawyers(s): Peter J. Mougey Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Thomas Czinner, Jon Stanley Spisiak Hearing Site: Boca Raton, FL | | Expungement |
| 12-00491 | 09/27/2012 | Claimant(s): Randi Belin (aka Randi Rosen), Sylvia Belin Claimant Lawyers(s): Christine Lazaro Respondent(s): Wells Fargo Advisors, Jeri Cohen Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): James S. Hazard Hearing Site: New York, NY | | $0 |
| 11-04163 | 09/25/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Mark Manly Respondent Lawyers(s): Mark E. Manly Arbitrator(s): Richard D. Rosenbloom Hearing Site: Buffalo, NY | ||
| 10-00934 | 09/24/2012 | Claimant(s): Letzgo Co. Claimant Lawyers(s): Scott Hirsch Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Gary M. Landau, John E. Sutton, Suzanne E. Mowry Hearing Site: Boca Raton, FL | | Stipulated Award and Expungement |
| 11-01327 | 09/24/2012 | Claimant(s): Lisa Mazzone, Alexandra Mazzone UGMA, Nicholas A. Mazzone UGMA Claimant Lawyers(s): Alan L Frank Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew Park Arbitrator(s): Louis H. Miron, John R. Buehler, Felicia T. Farber Hearing Site: Newark, NJ | | Expungement |
| 11-01720 | 09/20/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Derek Sanders Respondent Lawyers(s): Eric D. Lansverk Arbitrator(s): Jonathan W. Kaiser Hearing Site: Seattle, WA | ||
| 11-02235 | 09/20/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jamie S. Schwedler Respondent(s): Gregory Davis Respondent Lawyers(s): Gregory Wayne Davis Arbitrator(s): Alan L. Berger Hearing Site: Charlotte, NC | ||
| 11-00782 | 09/19/2012 | Claimant(s): Richard Winslow Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Lawrence S. Silver, Herbert Branitsky, Andrew Jay Kohan Hearing Site: Ft. Lauderdale, FL | | Stipulated Award and Expungement |
| 11-04799 | 09/13/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): William Roberts Respondent Lawyers(s): William Bryant Roberts Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL |