| 12-01023 | 05/10/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jocelyn Sears
Respondent Lawyers(s): Katherine T. Mize
Arbitrator(s): John A. Davis, Jack Chapline Vaughan, Brian James Tagtmeier
Hearing Site: Houston, TX
| | |
| 11-01476 | 05/08/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): Michael Boylan
Respondent Lawyers(s): Michael Boylan
Arbitrator(s): Charles L. Henderson, Howard L. Sobel, Veera V. Konka
Hearing Site: New York, NY
| | |
| 12-01186 | 05/08/2013 | Claimant(s): Lillian Sherdal, Victor Zackay
Claimant Lawyers(s): Douglas J. Varga
Respondent(s): Wells Fargo Advisors, Jason Kubica, John Kubica
Respondent Lawyers(s): Alan S. Raftman
Arbitrator(s): Marguerite B. Filson, Jill I. Gross, Robert G. O'Brien
Hearing Site: New York, NY
|  | Expungement |
| 12-03592 | 05/07/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): David Ouderkirk
Respondent Lawyers(s): David Dean Ouderkirk
Arbitrator(s): Robert G. Scott
Hearing Site: Wichita, KS
| | |
| 11-00768 | 05/07/2013 | Claimant(s): Cathy Caire, Robert Caire
Claimant Lawyers(s): John S. Burke
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Miriam Bahcall
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL
| | Expungement |
| 12-03681 | 05/06/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keara K. Roethke
Respondent(s): Craig Buhr
Respondent Lawyers(s): Craig Joseph Buhr
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
| | |
| 12-00069 | 05/02/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Jiraeyer Kharatian
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
| | |
| 11-00908 | 04/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Douglas Farr
Respondent Lawyers(s): Frank C. "Kim" Breese
Arbitrator(s): P. Drake Mann, Arthur W. Pigott, Eric Spencer Buchanan
Hearing Site: Jackson, MS
| | |
| 10-01278 | 04/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kit Jory
Respondent Lawyers(s): Kit P. Jory
Arbitrator(s): Carl B. Noelke, Laurel Littman Gothelf, Elmo E. Wedderburn
Hearing Site: San Francisco, CA
| | |
| 12-01349 | 04/23/2013 | Claimant(s): John Dee Coons
Claimant Lawyers(s): John Dee Coons
Respondent(s): Wells Fargo Advisors, Marie Lokmanyan, William Zurn
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Robert S. Fash, Robert B. Hansohn, Joseph L. Hagan
Hearing Site: Los Angeles, CA
| | $0 |
