| 12-01425 | 10/07/2013 | Claimant(s): Smith Revocable Trust
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Harvey Alan Blicksilver, Eugene D. Mirabello, Lee Milich
Hearing Site: Miami, FL
|  | Expungement |
| 13-00842 | 10/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Joseph Carpenter
Respondent Lawyers(s): Joseph Anthony Carpenter
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | |
| 12-00470 | 10/04/2013 | Claimant(s): Greg Chandler
Claimant Lawyers(s): Collin H. Nyeholt
Respondent(s): Wells Fargo Advisors, Mark Tomas, Tomas Holdings., Wolverine Real Estate Partners
Respondent Lawyers(s): Mark L. Kowalsky, Nuviah Shirazi, Esq.
Arbitrator(s): Barry Goldman, Susan L. Currier, Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
| 12-01845 | 10/04/2013 | Claimant(s): Herbert Kava
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz, Senior Counsel
Arbitrator(s): Stuart Harvey Ziegler, Scott Manker
Hearing Site: Boca Raton, FL
| | $0 |
| 12-04232 | 10/01/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Douglas Lounsbury
Respondent Lawyers(s): Douglas Milton Lounsbury
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
| | |
| 13-00926 | 10/01/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Daniel Brown
Respondent Lawyers(s): Daniel Montese Brown
Arbitrator(s): Cheryl R. Kershner
Hearing Site: San Francisco, CA
| | |
| 12-03838 | 09/30/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): R. Rhett Owens
Respondent(s): Edward Hamilton
Respondent Lawyers(s): Edward Eugene Hamilton
Arbitrator(s): R. Van Young
Hearing Site: Atlanta, GA
| | |
| 13-00993 | 09/20/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Mark Burnam
Respondent Lawyers(s): Mark T. Burnam
Arbitrator(s): Lawrence M. Green
Hearing Site: Boca Raton, FL
| | |
| 11-04681 | 09/18/2013 | Claimant(s): Roger Davidson, Redwood F Trust, Redwood II F Trust, FBO Naomi Davidson, FBO William Davidson, Redwood II Trust, Robin II Trust, Roger C. Davidson Revocable Trust
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Romaine L. Gardner, Sandra J. Mullings, Joan Marie Chiusano
Hearing Site: New York, NY
| | Expungement |
| 13-00289 | 09/17/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): John Diederich
Respondent Lawyers(s): John G. Diederich
Arbitrator(s): Murray S. Levin
Hearing Site: Kansas City, MO
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