Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03153 | 03/21/2014 | Claimant(s): D. Seline Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Michael Wolf, Kelli J. Jareaux, David Paul Clark Hearing Site: Washington, DC |  | Expungement |
| 12-02890 | 03/19/2014 | Claimant(s): Jeffrey Smith Claimant Lawyers(s): B. David Jarashow Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Ronald L. Cheney Hearing Site: Manchester, NH | | $0 |
| 12-03881 | 03/18/2014 | Claimant(s): Barton Waxman, Dorothy Waxman Claimant Lawyers(s): Seth Huberman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Pamela H. Roderick, Angela Lourdes Ortiz Hearing Site: New York, NY | | Expungement |
| 13-00949 | 03/14/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Benjamin W. White Respondent(s): Adorean Boleancu Respondent Lawyers(s): Adorean Boleancu Arbitrator(s): Jane Bradley Hearing Site: San Francisco, CA | ||
| 13-01541 | 03/14/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Phillip G. Eckenrode Respondent(s): Wells Fargo Advisors, Kimberly Perreira Respondent Lawyers(s): Lawrence R. Cock, Thomas V. Dulcich Arbitrator(s): Paul Alden Skoog, Larry T. Coady, James John Jurinski Hearing Site: Portland, OR | ||
| 13-00839 | 03/13/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): John Mikhael Respondent Lawyers(s): John Mikhael Arbitrator(s): Neal D. Baker, Leslie Ruth Nydick, Jeffrey H. Rosenthal Hearing Site: Newark, NJ | ||
| 13-02681 | 03/13/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Austin Jambor Respondent Lawyers(s): Jason S. Chapman Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | ||
| 13-01372 | 03/12/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Jaime Morales Respondent Lawyers(s): Jaime Morales Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX | ||
| 13-02960 | 03/11/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Blake L. Daniels Respondent(s): William Hopkins Respondent Lawyers(s): William Eric Hopkins Arbitrator(s): Robert P. Porter Hearing Site: Raleigh, NC | ||
| 12-04358 | 03/10/2014 | Claimant(s): Eugenie Scarito Claimant Lawyers(s): Edward H. Glenn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Todd Ratner Arbitrator(s): Bernard M. Levine, Linda J. Baer, Stephen L. Lister Hearing Site: Newark, NJ | | Expungement |