| 13-00899 | 04/17/2015 | Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
|  | Expungement |
| 14-01243 | 04/17/2015 | Claimant(s): Scott Brittenham, Scott Brittenham Trust U/A DTD 4/17/12
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Wells Fargo Advisors, Martin Welzmuller
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): George W. Harding, Paul J. Robinson, Louis M. Parker
Hearing Site: Phoenix, AZ
| | Expungement |
| 14-01315 | 04/16/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Demian J. Betz
Respondent(s): Steven Fried
Respondent Lawyers(s): Steven Fried
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
| | |
| 12-03248 | 04/10/2015 | Claimant(s): Mark Tomas
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Benjamin A. Kerner, Martin I. Reisig, Richard Robert Cech
Hearing Site: Detroit, MI
| | |
| 14-01908 | 04/08/2015 | Claimant(s): Christine DiJullia, Daniel Alampi
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Richard N. Kelmans, Mark E. Hollern, Joseph H. Danziger
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-03514 | 04/07/2015 | Claimant(s): Susan Dresnick, Milton D. Lunden Trust
Claimant Lawyers(s): Susan G. Dresnick
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Steven Gerard Goerke, Fred Abramoff, Sanders Williams Gropper
Hearing Site: Miami, FL
| | Expungement |
| 14-01796 | 04/06/2015 | Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Elena G. Rodriguez, Robert J. Bender, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 13-00061 | 03/30/2015 | Claimant(s): Louis Helder
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Anderson, Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): John F. Burns, James L. Karpen, Richard Edward Rassel
Hearing Site: Detroit, MI
| | Expungement |
| 14-03096 | 03/27/2015 | Claimant(s): Randall Krenzin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
| | |
| 13-02468 | 03/27/2015 | Claimant(s): Estate of William Gardner
Claimant Lawyers(s): John H. Griffing
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Stuart H. Dunn
Hearing Site: Charlotte, NC
| | Expungement |
