Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00029 | 07/22/2021 | Claimant(s): Elizabeth Fox Claimant Lawyers(s): John H. Griffing Respondent(s): Money Concepts Capital Corp. Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Leonard E. Benade Hearing Site: Charlotte, NC |  | Dismissed by Rule 12206 |
| 13-02468 | 03/27/2015 | Claimant(s): Estate of William Gardner Claimant Lawyers(s): John H. Griffing Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Stuart H. Dunn Hearing Site: Charlotte, NC | | Expungement |